Request for Comments
The Commission issues notices to advise both industry and the public about regulatory developments. The Commission welcomes input from any interested party on the content of its notices, and any matter of interest to investors and the markets. For an explanation to the CSA Numbering System please click here.
The following Notices, proposed National Instruments and Companion Policies have been published for comment (in PDF format).
CSA/MSC Notice Number | Description | Final Date for Comments |
CSA Notice 2023-27 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers | Dec 20, 2023 |
CSA Notice 2023-32 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds | Jan 17, 2024 |
CSA Notice 2023-33 | Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets | Dec 4, 2023 |
CSA Notice 2023-35 | CSA Notice and Request for Comment Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – November 30, 2023 |
Feb 28, 2024 |
CSA Notice 2024-2 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds pertaining to crypto assets – January 18, 2024 |
Apr 17, 2024 |
CSA Notice 2024-13 | CSA Notice and Request for Comment Proposed Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements – August 1, 2024 | Oct 30, 2024 |
CSA Notice 2024-15 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds and Related Proposed Consequential Amendments and Changes - Modernization of the Continuous Disclosure Regime for Investment Funds – September 19, 2024 | Jan 17, 2025 |