| Mar. 28, 2024 |
Canadian securities regulators publish two new annual reports |
| Mar. 21, 2024 |
The Ontario Securities Commission and the Autorité des marchés financiers publish multilateral continuous disclosure review and guidance for Independent Review Committees |
| Mar. 19, 2024 |
Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI |
| Mar. 13, 2024 |
Canadian securities regulators issue statements on proposed sustainability disclosure standards and ongoing climate consultation |
| Mar. 7, 2024 |
Canadian securities regulators publish updated guidance on ESG-related investment fund disclosure |
| Mar. 7, 2024 |
Canadians urged to remain vigilant in the face of rising investment fraud |
| Feb. 22, 2024 |
Canadian securities regulators provide updated guidance on virtual shareholder meetings |
| Feb. 21, 2024 |
Canadian securities regulators warn registrants about impersonation scam |
| Feb. 15, 2024 |
CSA publishes 2023 Systemic Risk Committee annual report |
| Jan. 18, 2024 |
Canadian securities regulators seek feedback on rules for public investment funds holding crypto assets |
| Jan. 11, 2024 |
CSA announces final amendments and changes to implement an access model for prospectuses of non-investment fund reporting issuers |
| Dec. 14, 2023 |
CSA announces adoption of amendments to National Instrument 24-101 Institutional Trade Matching and Settlement |
| Dec. 12, 2023 |
Joint Forum of Financial Market Regulators’ Continue to Enhance Collaborative Infrastructure |
| Dec. 7, 2023 |
CSA publishes summary of 2023 systemic risk survey |
| Nov. 30, 2023 |
Canadian securities regulators propose binding regime for investment-related disputes |
| Nov. 16, 2023 |
CSA and CIRO publish summary of short selling consultation |
| Oct. 31, 2023 |
Don’t be “finfluenced” when making investment decisions |
| Oct. 30, 2023 |
Canadian roundtable on audit quality addresses current state and emerging risks |
| Oct. 19, 2023 |
Canadian securities regulators propose amendments to settlement cycles for securities |
| Oct. 5, 2023 |
Canadian securities regulators clarify interim approach to value-referenced crypto assets |
| Oct. 5, 2023 |
Canadian securities regulators announce results of ninth annual review of representation of women on boards and in executive officer positions in Canada |
| Oct. 4, 2023 |
Canadian securities regulators seek new members for mining advisory committee |
| Oct. 3, 2023 |
Canadian securities regulators provide update on proposed amendments to continuous disclosure requirements |
| Sep. 28, 2023 |
Canadian securities regulators adopt business conduct rule for derivatives dealers and advisers |
| Sep. 21, 2023 |
Canadian securities regulators propose introduction of expedited shelf prospectus regime for well-known seasoned issuers |
| Sep. 14, 2023 |
CSA appoints new Investor Advisory Panel Chair and seeks applications for new members to the panel |
| Sep. 7, 2023 |
Canadian Securities Administrators release Year in Review |
| Aug. 31, 2023 |
Canadian securities regulators extend exemptions to facilitate OEO trailer ban transition |
| Aug. 10, 2023 |
CSA updates industry on institutional trade matching deadline |
| Aug. 10, 2023 |
Canadian securities regulators initiate review of exchange-traded funds |
| Aug. 3, 2023 |
CSA and CIRO release results of review and guidance on conflicts of interest obligations |
| Jul. 17, 2023 |
CSA announces updated exemptions from filing requirements during switch to System for Electronic Data Analysis and Retrieval+ (SEDAR+) |
| Jul. 6, 2023 |
Canadian securities regulators outline expectations for investment funds holding crypto assets |
| Jul. 5, 2023 |
Canadian Securities Administrators statement on proposed climate-related disclosure requirements |
| Jun. 30, 2023 |
SEDAR+ filing system to lcsa-sedarplus-launch-confirmed-jun-2023.aspxaunch July 25 |
| Jun. 28, 2023 |
Canadian securities regulators extend comment period on proposed changes to corporate governance disclosure practices and guidelines |
| Jun. 15, 2023 |
Canadian Securities Administrators raise awareness of financial abuse of older Canadians on World Elder Abuse Awareness Day |
| Jun. 15, 2023 |
CSA announces exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement |
| Jun. 13, 2023 |
Canadian financial regulators announce establishment of total cost reporting implementation committee |
| Jun. 8, 2023 |
CSA announces exemptions from certain filing requirements during deferred launch of SEDAR+ |
| Jun. 1, 2023 |
Canadian securities regulators to review use of chargebacks by securities registrants |
| Jun. 1, 2023 |
Canadian securities regulators defer launch of new SEDAR+ filing system |
| May.24, 2023 |
New SRO and CSA Investor Alert: Advisor Impersonation Schemes |
| May.11, 2023 |
CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+) |
| Apr.20, 2023 |
Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds |
| Apr.20, 2023 |
Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts |
| Apr.14, 2023 |
Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean |
| Apr.13, 2023 |
Canadian securities regulators propose changes to corporate governance disclosure practices and guidelines |
| Apr.12, 2023 |
Canadian securities regulators provide update on pre-registration undertakings for crypto asset trading platforms |
| Apr. 6, 2023 |
Canadian securities regulators warn the public about GoldberryCo |
| Mar.23, 2023 |
Canadian securities regulators publish detailed data for eighth annual review of representation of women on boards in Canada |
| Mar.23, 2023 |
Canadian securities regulators announce rules to support new SEDAR+ filing system |
| Mar.17, 2023 |
Canadian securities regulators warn public about unregistered trading platform Nova Tech Ltd |
| Mar.13, 2023 |
Canadian securities regulators provide tips to avoid online investment scams |
| Mar. 9, 2023 |
Canadian securities regulators remind capital market participants of upcoming deadline as they prepare to transition to SEDAR+ |
| Feb. 23, 2023 |
Canadian securities regulators encourage market participants to prepare for the cessation of CDOR |
| Feb. 22, 2023 |
Canadian securities regulators strengthen oversight, enhance expectations of crypto asset trading platforms operating in Canada |
| Jan. 31, 2023 |
The CSA Exempts CBCA-Incorporated Reporting Issuers from Director Election Form of Proxy Requirement |
| Jan. 10, 2023 |
CSA Investor Alert: Canadian securities regulators warn the public about impersonation scams |
| Jan. 3, 2023 |
New Self-Regulatory Organization of Canada and Canadian Investor Protection Fund officially launch |
| Dec. 15, 2022 |
CSA publishes 2022 Systemic Risk Survey results |
| Dec. 15, 2022 |
Canadian securities regulators outline steps to support transition to T+1 |
| Dec. 12, 2022 |
CSA provides update to crypto trading platforms operating in Canada |
| Dec. 8, 2022 |
CSA adopts changes to the offering memorandum prospectus exemption |
| Dec. 8, 2022 |
CSA and IIROC seek input on regulatory framework for short selling in Canada |
| Nov. 24, 2022 |
Canadian securities regulators publish approval notices for new SRO and CIPF |
| Nov. 22, 2022 |
Canadian securities regulators remind investors about risks of trading crypto assets |
| Nov. 10, 2022 |
Canadian securities regulators provide guidance on changes to swap data reporting rules |
| Nov. 10, 2022 |
Canadian securities regulators seek input on regulatory regime for accessing real-time market data |
| Nov. 3, 2022 |
Canadian securities regulators publish biennial report on continuous disclosure review |
| Oct. 27, 2022 |
Canadian securities regulators announce results of eighth annual review of representation of women on boards and in executive officer positions in Canada |
| Oct. 26, 2022 |
Canadian securities regulators publish Investor Education in Canada 2022 activity report |
| Oct. 12, 2022 |
Canadian securities regulators consider impact of international developments on proposed climate-related disclosure rule |
| Oct. 7, 2022 |
Canadian securities regulators developing framework to strengthen Ombudsman for Banking Services and Investments |
| Sept. 29, 2022 |
MFDA and IIROC Members approve the creation of a single new SRO |
| Sept. 27, 2022 |
Canadian securities regulators propose amendments to implement an access-based model for investment fund reporting issuers |
| Sept. 22, 2022 |
Canadian securities regulators initiate review of the distribution of mutual fund securities through a principal distributor |
| Sept. 8, 2022 |
Canadian securities regulators adopt streamlined capital-raising option for Canadian-listed issuers |
| Aug. 26, 2022 |
Canadian securities regulators issue warning about suspicious e-mails |
| Aug. 15, 2022 |
Canadian securities regulators expect commitments from crypto trading platforms pursuing registration |
| Aug. 12, 2022 |
Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule |
| July 14, 2022 |
CSA announces establishment of new Investor Advisory Panel |
| June 30, 2022 |
Canadian securities regulators extend comment period on mineral disclosure consultation |
| June 29, 2022 |
CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable |
| June 27, 2022 |
Andrew J. Kriegler to lead Canada’s new SRO |
| June 27, 2022 |
Canadian securities regulators release 2022-2025 Business Plan focused on investor protection in an innovative financial marketplace |
| June 20, 2022 |
Joint Forum of Financial Market Regulators receive early feedback regarding total cost reporting and climate change |
| June 16, 2022 |
Canadian securities regulators highlight CSA 2019-2022 Business Plan achievements |
| June 15, 2022 |
Canadian Securities Administrators encourages older Canadians to learn about and watch for signs of financial abuse |
| June 14, 2022 |
Canadian Securities Administrators Appoint New Chair and Vice-Chair |
| June 9, 2022 |
Canadian securities regulators propose changes to enhance derivatives data reporting |
| May 16, 2022 |
Canadian securities regulators authorize discontinuation of the Canadian Dollar Offered Rate |
| May 12, 2022 |
Canadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents |
| April 28, 2022 |
Canadian securities regulators publish annual activities report on oversight of the SRO and investor protection funds |
| April 28, 2022 |
Canadian financial regulators propose total cost reporting for investment funds and segregated funds |
| April 14, 2022 |
Canadian securities regulators seek input on disclosure standards for mineral projects |
| April 14, 2022 |
Canadian securities regulators reduce regulatory burden related to the interpretation of the primary business requirements |
| April 7, 2022 |
Canadian securities regulators seek comment on the implementation of an access equals delivery model for non-investment fund reporting issuers |
| April 5, 2022 |
CSA, IIROC and MFDA update on implementation of new SRO |
| March 18, 2022 |
Canadian securities regulators to introduce temporary exemptions to facilitate implementation of the OEO trailer ban |
| March 14, 2022 |
Canadian securities regulators issue statement regarding amended Special Economic Measures (Russia) Regulations |
| March 11, 2022 |
Fraud Prevention Month: Canadian Securities Administrators encourages Canadians to invest in asking questions before investing in crypto assets |
| March 10, 2022 |
CSA seeks applications for Investor Advisory Panel |
| Feb. 25, 2022 |
Canadian securities regulators provide updated guidance on virtual shareholder meetings |
| Feb. 14, 2022 |
Friend, Love or Fraudster? Canadian Securities Administrators warns of online relationships turning into investment scams |
Jan. 27, 2022
|
Canadian securities regulators adopt amendments to National Instrument 94-101 |
| Jan. 27, 2022 |
Canadian securities regulators seek comment on the proposed modernization of the prospectus filings model for investment funds |
| Jan. 21, 2022 |
Canadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO |
| Jan. 20, 2022 |
Canadian securities regulators publish detailed data for seventh annual review of representation of women on boards in Canada |
| Jan. 20, 2022 |
Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers |
| Jan. 19, 2022 |
CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure |
| Jan. 13, 2022 |
Canadian securities regulators adopt changes to auditor oversight rules |
| Dec. 16, 2021 |
Canadian securities regulators modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
| Dec. 6, 2021 |
Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements |
| Dec. 2, 2021 |
Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection |
| Nov. 18, 2021 |
Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework |
| Nov. 4, 2021 |
Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada |
| Oct. 18, 2021 |
Canadian securities regulators seek comment on climate-related disclosure requirements |
| Oct. 7, 2021 |
Canadian securities regulators strongly support the establishment of the International Sustainability Standards Board in Canada |
| Oct. 7, 2021 |
Canadian securities regulators implement eight initiatives to reduce regulatory burden for investment funds |
| Oct. 4, 2021 |
Report Highlights Canadian Regulators’ Key Investor Education Initiatives |
| Sept. 23, 2021 |
Canadian securities regulators outline expectations for advertising and marketing by crypto trading platforms |
| Sept. 13, 2021 |
Canadian Securities Regulators Launch New Website |
| August 25, 2021 |
Canadian securities administrators to host roundtable on ESG-related regulatory issues in asset management |
August 12, 2021
|
Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements |
| August 3, 2021 |
Canadian securities regulators to establish new single enhanced self-regulatory organization |
| July 28, 2021 |
Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers |
| July 15, 2021 |
Canadian securities regulators issue warning about suspicious emails |
July 15, 2021
|
Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients |
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| July 8, 2021 |
Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong |
| July 6, 2021 |
Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan |
| June 25, 2021 |
Canadian securities regulators publish IIROC oversight review report |
June 23, 2021
|
Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius |
| June 23, 2021 |
Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules |
| June 22, 2021 |
CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times |
| June 15, 2021 |
Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse |
| June 14, 2021 |
Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency |
May 31, 2021
|
CSA Investor Alert: Investment scams imitating well-known financial brands |
May 27, 2021
|
Canadian securities regulators publish final rule for non-GAAP and other financial measures |
May 20, 2021
|
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements |
May 19, 2021
|
Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership |
| May 18, 2021 |
Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions |
| May 17, 2021 |
CSA Investor Alert: Investment scam involving Fidelity Investments |
| May 13, 2021 |
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities |
April 15, 2021
|
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients |
| April 1, 2021 |
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022. |
| March 29, 2021 |
Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms |
Mar. 11, 2021
|
Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets |
| Mar. 9, 2021 |
Canadian securities regulators remind investors to do their research during Fraud Prevention Month |
| Feb. 25, 2021 |
Canadian securities regulators publish findings of COVID-19 disclosure review |
Feb. 22, 2021
|
Canadian securities regulators on track to publish recommendations on self-regulatory organization framework |
| Feb. 12, 2021 |
Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden |
Feb. 4, 2021
|
Canadian securities regulators warn public about trading scam using fake accreditation |
| Feb. 4, 2021 |
Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
| Feb. 1, 2021 |
Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility |
| Jan. 28, 2021 |
Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds |
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