News

Manitoba Releases

June 12, 2020 IN THE MATTER OF: WAYNE SOKAL and ESP SOFTWARE INC.
June 4, 2020 MSC Issues Caution on IFC Markets
May 29, 2020 MSC Issues Temporary Exemption on Financial Statements
May 6, 2020 Rural Manitoban loses over half a million to investment fraud
April 24, 2020 MSC Allows Temporary Exemption on Signatures
April 9, 2020 MSC Warns of Aggressive Stock Promotion Exploiting COVID Recession Fears
April 7, 2020 IN THE MATTER OF: BANKIM PATEL
April 1, 2020 Update on MSC operations in response to COVID-19
March 30, 2020 Warning about work from home scams during COVID-19 crisis
March 20, 2020 MSC Issues Investor Alert on Jbcapitals and Halifax & Associates
March 17, 2020 MFSA announces operational changes in response to COVID-19
March 11, 2020 Fraud Protection Agencies Offer Free Coffee and Invaluable Advice
March 5, 2020 International Women’s Day event at McNally encourages ladies to ‘Bank on Themselves’ 
February 20, 2020 IN THE MATTER OF: MADISON STREET LIMITED PARTNERSHIP
January 22, 2020 MSC Warns Seniors of Financial Abuse Following Charges Against Manitoba Mortgage Broker
January 17, 2020 IN THE MATTER OF: DARYL SCOTT NEWIS
January 10, 2020 IN THE MATTER OF: MADISON STREET LIMITED PARTNERSHIP

CSA Releases

July 2, 2020 Canadian securities regulators introduce guidance for flexible chief compliance officer arrangements for businesses 
June 30, 2020 Canadian securities regulators release interim report on the CSA 2019-2022 Business Plan
June 25, 2020 Canadian securities regulators seek comment on self-regulatory organization framework
June 23, 2020 Canadian securities regulators collaborate to protect investors and enforce securities law: CSA Fiscal Year 2019/20 Enforcement Report 
June 15, 2020 Securities regulators mark WEAAD with campaign encouraging Canadians to learn and watch for signs of financial abuse of older adults
June 11, 2020 Canadian securities regulators sign fintech co-operation agreement with the Financial Supervisory Commission of Taiwan
June 10 , 2020 Canadian securities regulators make it easier for portfolio managers to use client relationship management specialists
June 4, 2020 Canadian securities regulators reinforce disclosure expectations for mining issuers’ mineral resource estimates
June 4, 2020 Canadian securities regulators implement mandatory transparency of debt markets
June 4, 2020 Canadian securities regulators streamline at-the-market distribution regime 
May 29, 2020 Temporary relief from certain regulatory filings available to registrants and unregistered capital markets participants due to COVID-19
May 29, 2020 Canadian securities regulators remind issuers of importance of disclosure in financial reporting
May 21, 2020 Canadian securities regulators provide update to investors in response to COVID-19
May 20, 2020 Temporary relief from certain regulatory filings available to investment funds and non-investment fund issuers due to COVID-19
May 1, 2020 Canadian securities regulators provide temporary relief to public companies with delayed annual meetings due to COVID-19
April 24, 2020 Canadian Securities regulators warn public about entity claiming to regulate derivatives
April 17, 2020 Canadian securities regulators temporarily increase short-term borrowing limits for mutual funds investing in fixed income
April 16, 2020 Canadian securities administrators provide update on syndicated mortgage regime
April 16, 2020 Canadian securities administrators adjust implementation date for client focused reforms
April 9, 2020 Canadian securities regulators provide update on changes to regulatory work in light of COVID-19
April 9, 2020 Joint statement by Canadian Securities Administrators and Investment Industry Regulatory Organization of Canada on recent volatility in Canadian equity markets
March 23, 2020 Canadian securities regulators publish blanket relief for market participants due to COVID-19 
March 20, 2020 Canadian securities regulators provide guidance on conducting Annual General Meetings during COVID-19 outbreak
March 19, 2020 Canadian securities regulators warn public of coronavirus-related investment scams
March 18, 2020 Canadian securities regulators to provide blanket relief for market participants due to COVID-19
March 16, 2020 Canadian securities regulators provide update on COVID-19 and potential filing delays by reporting issuers 
March 10, 2020 Canadian securities regulators encourage informed investing for Fraud Prevention Month 
March 5, 2020 Canadian securities regulators adopt harmonized pre-file review of prospectuses
March 5, 2020 Canadian securities regulators propose changes to tackle financial exploitation and diminished mental capacity of older and vulnerable clients
February 27, 2020 Canadian securities regulators propose new nationally harmonized crowdfunding rules
February 20, 2020 Canadian securities regulators adopt ban on deferred sales charges
February 13, 2020 Canadian securities regulators seek additional comment on proposed rule for Non-GAAP and other financial measures
January 23, 2020 Canadian securities regulators provide update on trading fee rebate pilot study 
January 23, 2020 Canadian securities regulators release detailed data from review of women on boards and in executive officer positions
January 15, 2020 Canadian securities regulators publish additional guidance for entities facilitating the trading of crypto assets
January 9, 2020 Canadian securities regulators announce consultation on an access equals delivery model for public companies