Hearings and Proceedings
The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.
Notices of Hearings and Statements of Allegations
A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.
The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.
The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004
The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.
For a current list of Real Estate hearings that have been scheduled click here.
Hearing Dates |
Subject |
Oct. 23, 2024 11:00 a.m. |
Czarnecki, Teddy, Shawna Czarnecki and Teal Signs The Securities Act |
Court of King’s Bench
Oct. 25, 2024 10:00 a.m. |
Bret Allan DOBBIN The Securities Act The Mortgage Brokers Act |
Provincial Court
Court of Appeal
Sokal, Wayne and ESP Software Inc.
The Securities Act TBA |
Jack NEUFELD and THE JACK NEUFELD FAMILY FOUNDATION
The Securities Act
TBA
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