Law & Policy

Request for Comments

The Commission issues notices to advise both industry and the public about regulatory developments. The Commission welcomes input from any interested party on the content of its notices, and any matter of interest to investors and the markets. For an explanation to the CSA Numbering System please click here.

The following Notices, proposed National Instruments and Companion Policies have been published for comment (in PDF format).
 
CSA/MSC Notice Number Description Final Date for Comments
MSC Notice 2018-22 Request for Comment on Proposed MSC Rule 33-502 August 16, 2018
CSA Staff Notice 21-323 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
August 29, 2018
CSA Staff Notice 93-102 CSA Notice and Request for Comment Proposed National Instrument 93-102 Derivatives: Registration Proposed Companion Policy 93-102 Derivatives: Registration September 17, 2018
CSA Staff Notice 31-103 CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms) October 19, 2018