News

Manitoba Releases

December 15, 2017 Settlement Agreement reached between Staff of the Commission and Investors Group Financial Services Inc. and Investors Group Securities Inc.
December 12, 2017 Major investment fraud derailed, but fraudsters changing tracks
July 25, 2017 Celebrity Likeness Lures Manitoba Couple into Investment Scam
April 26, 2017 Rise in foreign fraud prompts ban discussion at Commission
April 13, 2017 MSC and Winkler Police warn: Diamond Deal is No Golden Opportunity.
February 16, 2017 Arthur Leon Schellenberg
January 17, 2017 MSC warns Manitobans to beware of ‘Stripping’ scams.

CSA Releases

December 12, 2017 Regulators sign an agreement with the Australian Securities and Investments Commission
December 4, 2017 Canadian Securities Administrators 2017 Investor Index:  The Manitoba Numbers
One-in-four Manitobans has no savings, but comparable to national average
December 4, 2017
Canadian Securities Administrators 2017 Investor Index:
Canadian investors show increasing optimism about their economic future, but significant investor education needs remain
 
November 30, 2017 Canadian securities regulators release detailed data from review of women on boards and in executive officer positions
November 2, 2017 Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority
October 26, 2017 Canadian securities regulators seek comment on approach to determining director and audit committee member independence
October 19, 2017 Canadian securities regulators release review of registered firms’ cyber security and social media practices
October 16, 2017 Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities
October 16, 2017 Backgrounder: CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities
October 5, 2017 Regulators Release New Findings and Trends on Women on Boards and in Executive Officer Positions
September 28, 2017 Canadian securities regulators announce ban on binary options
September 15, 2017
Canadian securities regulators publish MFDA oversight review report
September 12, 2017 CSA seeks new members for Mining Technical Advisory and Monitoring Committee
August 25, 2017 Canadian securities regulators outline securities law requirements that may
apply to cryptocurrency offerings

July 31, 2017 Canadian securities regulators publish annual report outlining investor education campaigns and activities
July 27, 2017 Canadian securities regulators publish guidance on conflict of interest transactions
July 27, 2017 Canadian Securities Regulators Publish Final Amendments to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers
July 20, 2017 Securities Regulators Adopt Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
July 13, 2017 Canadian securities regulators caution industry about false and misleading registration applications and outline changes to trading supervision reports
July 6, 2017 Canadian securities regulators seek comments relating to designated rating organizations
July 4, 2017 Canadian securities regulators publish IIROC oversight review report
June 29, 2017 Canadian securities administrators propose a new prospectus exemption for the resale of securities of a foreign issuer
June 15, 2017 Publication of a CSA Multilateral Staff Notice regarding the filing of the report by the auditor required by National Instrument 81-102 Investment Funds
June 15, 2017 Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution
April 27, 2017 Canadian securities regulators outline steps to support transition to T+2
April 26, 2017 Canadian securities regulators propose to ban advertising, offering, selling and trading in binary options
April 6, 2017 Canadian securities administrators publish summary of the roundtable on response to cyber security incidents
April 6, 2017 Canadian securities regulators seek comments on reducing regulatory burden for non-investment fund reporting issuers
April 4, 2017 Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers
March 16, 2017 Canadian securities regulators provide guidance for disclosure improvements following a review of investment entities
March 9, 2017 Canadian securities regulators highlight need for improved social media disclosure practices by reporting issuers
March 7, 2017 Canadian securities regulators release detailed data from review of women on boards and in executive officer positions
March 2, 2017 Canadian Securities Administrators Urge Canadians to Protect Themselves Against Binary Options Fraud
February 27, 2017 Canadian securities regulators introduce innovative initiatives and increase collaboration to deter market misconduct
February 23, 2017 The Canadian Securities Administrators Launches a Regulatory Sandbox Initiative
January 26, 2017 Canadian Securities Regulators Publish Final Proxy Voting Protocols
January 26, 2017 Canadian Securities Regulators to Lower Trading Fee Cap for Non-Inter-listed Securities
January 19, 2017 Canadian Securities Regulators Adopt Rules for Over-the-Counter Derivatives Clearing
January 18, 2017 CSA Announces Agenda for Cyber Security Roundtable
January 10, 2017 Canadian Securities Regulators Seek Input on Potential Impacts of Discontinuing Embedded Commissions
January 10, 2017 Media Backgrounder:
CSA Consultation Paper 81-408 Consultation on the Option of Discontinuing Embedded Commissions