Business Plans

•  CSA Business Plan 2013-2016 - Achievement Highlights

Enforcement Reports

• 2021 Enforcement Report - (PDF)
• 2020 Enforcement Report - (PDF)
• 2019 Enforcement Report - (PDF)
• 2018 Enforcement Report - (PDF)
• 2017 Enforcement Report - (PDF)
• 2016 Enforcement Report - (PDF)
• 2015 Enforcement Report - (PDF)
• 2014 Enforcement Report - (PDF) 
• 2013 Enforcement Report - (PDF)
• 2012 Enforcement Report - (PDF)
• 2011 Enforcement Report - (PDF)
• 2010 Enforcement Report - (PDF)
• 2009 Enforcement Report - (PDF)
• 2008 Enforcement Report - (PDF)
• Report on Enforcement Activities from April 1, 2007 to September 30, 2007 (PDF)
• Report on Enforcement Activities from October 1, 2006 to March 31, 2007 (PDF)
• Report on Enforcement Activities from April 1, 2006 to September 30, 2006 (PDF)
• Report on Enforcement Activities from October 1, 2005 to March 31, 2006 (PDF)

Research Reports

• CSA Investor Index 2020 - October 28, 2020
  CSA Investor Index Executive Summary - October 28, 2020
• CSA Summary Report - 2016-2019 Investor Research Findings on the Impact of CRM2 and POS on Investor Knowledge, Attitudes and Behaviour  - August 27, 2020
• CRM2/POS 3-Year tracking studing - September 2019 Report - Annual Tracking - August 27, 2020
• CSA Investor Index 2017 - November 23, 2017
  CSA Investor Index Executive Summary - November 2017
• CSA Investor Education Study 2016 - June 2, 2016
• CSA Investor Index 2012 - October 16, 2012
• CSA Investor Index 2012 - Executive Summary - October 16, 2012
• Task Force on Financial Literacy: CANADIANS AND THEIR MONEY Building a brighter financial future - February 10, 2011
  Report
  Summary
• CSA Investor Index 2009 - October 5, 2009
• CSA Investor Index 2009 - Executive Summary - October 5, 2009
• 2007 CSA Investor Study: Understanding the Social Impact of Investment Fraud - October 2, 2007
• 2007 CSA Investor Study: Understanding the Social Impact of Investment Fraud - Executive Summary - October 2, 2007
• CSA Investor Index - October 18, 2006