September 29, 2016
Canadian Securities Regulators Provide Update on Consideration of Concerns Regarding Report of Exempt Distribution
“This revised guidance supplements steps that the CSA have already taken to respond to concerns raised about the report, which include providing relief from the requirement to disclose whether a purchaser is a registrant or an insider of an issuer in certain circumstances. This guidance is intended to alleviate some of the concerns identified. We continue to seek input on these issues and consider what further steps might be appropriate,” said Louis Morisset, Chair of the CSA and President and CEO of the Autorité des marchés financiers.
This notice replaces a prior version issued on April 7, 2016. A copy of this notice highlighting the changes made in response to the comments is also available on CSA members’ websites.
For more information:
Kristen Rose |
Mark Dickey |
Alison Walker |
Sylvain Théberge |
Jason (Jay) Booth |
Andrew Nicholson |
Janice Callbeck | |
John O’Brien |
Rhonda Horte |
Jeff Mason |
Tom Hall |
Shannon McMillan |
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